Staying up to date

with the SEC

SEC Filing Calendar

 

The SEC will be closed in observance of the following holidays. The EDGAR system will not receive, process or accept filings on these days.

Download the PDF version of the 2019 SEC Filing Deadlines and Holidays Calendar.

2019 SEC FILING HOLIDAYS
Date Holidays
Tuesday, January 1 New Year’s Day
Monday, January 21 Martin Luther King Jr. Day
Monday, February 18 President’s Day
Monday, May 27 Memorial Day
Thursday, July 4 Independence Day
Monday, September 2 Labor Day
Monday, October 14 Columbus Day
Monday, November 11 Veterans Day
Thursday, November 28 Thanksgiving Day
Wednesday, December 25 Christmas Day
DEADLINE INFORMATION
Form Type Large Accelerated Filers Accelerated Filers Non-Accelerated Filers
10-K 60 days after fiscal year end 75 days after fiscal year end 90 days after fiscal year end
NT 10-K Due on the business day after the 10-K due date Due on the business day after the 10-K due date Due on the business day after the 10-K due date
Late 10-K Due 15 calendar days from the due date of the 10-K Due 15 calendar days from the due date of the 10-K Due 15 calendar days from the due date of the 10-K
10-Q 40 days after quarter end 40 days after quarter end 45 days after quarter end
NT 10-Q Due on the business day after the 10-Q due date Due on the business day after the 10-Q due date Due on the business day after the 10-Q due date
Late 10-Q Due 5 calendar days from the due date of 10-Q Due 5 calendar days from the due date of 10-Q Due 5 calendar days from the due date of 10-Q
11-K Due 180 days after the end of the retirement plan year Due 180 days after the end of the retirement plan year Due 180 days after the end of the retirement plan year
NT 11-K Due on the business day after the 11-K due date Due on the business day after the 11-K due date Due on the business day after the 11-K due date
Late 11-K After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date
SECTION 16 BENEFICIAL OWNER FORMS
Form Type Due Date
Form 3 Due 10 days after the event an individual becomes a reporting person
Form 4 Due before end of 2nd business day in which a company insider trades registered securities in the company
Form 5 Due on or before 45th day after the end of the issuer’s fiscal year

 

INVESTMENT MANAGEMENT
Form Type Due Date
N-30D &NCSR Due to be printed and mailed 60 days following the end of each half-year by investment companies. The EDGAR filing is due ten days after the actual mailing date
N-Q Due 60 days after the 1st & 3rd fiscal quarter end
NT NCSR Due on the business day after the NCSR due date
Late NCSR Due on the business day after the NCSR due date
N-PX Due no later than August 31
N-SAR Due 60 days after fiscal year end, Interim: 60 days after the end of the 2nd fiscal quarter
NSAR-B Due from mutual funds 60 days after the end of the fiscal year
NSAR-A Due from mutual funds 60 days after the end of the fiscal year
NSAR-U Due from Unit Investment Trusts 60 days after the end of the fiscal year
NT NSAR Due on the business day after the N-SAR due date
Late NSAR Due after filing an NT NSAR, the deadline for the N-SAR is extended 15 calendar days from the due date
N-CSR Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date
Schedule 13G Due 45 days following the end of the calendar year
Form 13F Due 45 days following the end of each fiscal quarter from institutional investment managers
Form 13D Due 10 days after the acquisition of more than 5% beneficial ownership
Form 24F-2 Due 90 days following the end of the fiscal year by investment companies

 

FOREIGN FORMS
Form Type Due Date
Form 20-F A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report

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Here's the story, we were later than I wanted to be with our second quarter 10-Q, as a matter of fact it didn't come over until late last evening. I'm having surgery on Friday (a surprise to me) and wanted to be able to review the proofs as our CEO would not really know what to look for. Colonial managed to turn it around for me today - that's one day. He didn't have to and yet he did.
- R. Kang, CEO