What Is Included in 8-K Filings?

By | 08/10/2023 | 8:10 am ET

When it comes to corporate governance and compliance, Form 8-K is a crucial document that companies must submit to the Securities and Exchange Commission (SEC) in the United States. Form 8-K gives investors a clearer picture of important events happening within a company. This form helps ensure transparency when it comes to reporting material events and changes within the company including press releases, bankruptcy, new contracts, partnerships, and more. As…

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What SEC Forms are Required to be a U.S. Public Company?

By | 08/10/2023 | 7:57 am ET

For a company to publicly trade its securities in the United States, it must comply with a myriad of regulatory requirements set forth by the Securities and Exchange Commission (SEC). Among these are the obligations to regularly submit a variety of forms that provide comprehensive insights into the company's operations, financials, and risk factors. These mandatory filings are crucial for maintaining transparency and investor confidence, and non-compliance can result in…

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What Is an SEC Filing Agent and Do I Need One?

By | 08/08/2023 | 2:24 pm ET

Managing regulatory filings for a public company is a task requiring meticulous attention to detail, understanding of regulatory requirements, and timely execution. It involves keeping track of numerous deadlines, forms, and changes in SEC regulations. This is where an SEC filing agent comes in. SEC filing agents are professionals who specialize in assisting public companies with their SEC requirements and financial reporting to the U.S. Securities and Exchange Commission (SEC). They…

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