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SEC Filing Calendar

 

The SEC will be closed in observance of the following holidays. The EDGAR system will not receive, process or accept filings on these days.

Download the PDF version of the 2018 SEC Filing Deadline Calendar.

2018 SEC FILING HOLIDAYS
DateHolidays
Monday, January 01, 2018New Year’s Day
Monday, January 15, 2018Martin Luther King Jr. Day
Monday, February 19, 2018President’s Day
Monday, May 28, 2018Memorial Day
Wednesday, July 04, 2018Independence Day
Monday, September 03, 2018Labor Day
Monday, October 08, 2018Columbus Day
Monday, November 12, 2018Veterans Day
Thursday, November 22, 2018Thanksgiving Day
Tuesday, December 25, 2018Christmas Day
 

SEC DEADLINE DATES
Form TypeLarge Accelerated FilersAccelerated FilersNon-Accelerated Filers
10-KThursday, March 01, 2018Friday, March 16, 2018Monday, April 2, 2018
NT 10-KFriday, March 02, 2018Monday, March 19, 2018Tuesday, April 3, 2018
Late 10-KFriday, March 16, 2018Monday, April 2, 2018Tuesday, April 17, 2018
10-Q (1st quarter)Thursday, May 10, 2018Thursday, May 10, 2018Tuesday, May 15, 2018
NT 10-QFriday, May 11, 2018Friday, May 11, 2018Wednesday, May 16, 2018
Late 10-QTuesday, May 15, 2018Tuesday, May 15, 2018Monday, May 21, 2018
10-Q (2nd quarter)Thursday, August 9, 2018Thursday, August 9, 2018Tuesday, August 14, 2018
NT 10-QFriday, August 10, 2018Friday, August 10, 2018Wednesday, August 15, 2018
Late 10-QTuesday, August 14, 2018Tuesday, August 14, 2018Monday, August 20, 2018
10-Q (3rd quarter)Friday, November 09, 2018Friday, November 09, 2018Wednesday, November 14, 2018
NT 10-QTuesday, November 13, 2018Tuesday, November 13, 2018Thursday, November 15, 2018
Late 10-QWednesday, November 14, 2018Wednesday, November 14, 2018Monday, November 19, 2018
 

DEADLINE INFORMATION
Form TypeLarge Accelerated FilersAccelerated FilersNon-Accelerated Filers
10-K60 days after fiscal year end75 days after fiscal year end90 days after fiscal year end
NT 10-KDue on the business day after the 10-K due dateDue on the business day after the 10-K due dateDue on the business day after the 10-K due date
Late 10-KDue 15 calendar days from the due date of the 10-KDue 15 calendar days from the due date of the 10-KDue 15 calendar days from the due date of the 10-K
10-Q40 days after quarter end40 days after quarter end45 days after quarter end
NT 10-QDue on the business day after the 10-Q due dateDue on the business day after the 10-Q due dateDue on the business day after the 10-Q due date
Late 10-QDue 5 calendar days from the due date of 10-QDue 5 calendar days from the due date of 10-QDue 5 calendar days from the due date of 10-Q
11-KDue 180 days after the end of the retirement plan yearDue 180 days after the end of the retirement plan yearDue 180 days after the end of the retirement plan year
NT 11-KDue on the business day after the 11-K due dateDue on the business day after the 11-K due dateDue on the business day after the 11-K due date
Late 11-KAfter filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due dateAfter filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due dateAfter filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date
 

SECTION 16 BENEFICIAL OWNER FORMS
Form TypeDue Date
Form 3Due 10 days after the event an individual becomes a reporting person
Form 4Due before end of 2nd business day in which a company insider trades registered securities in the company
Form 5Due on or before 45th day after the end of the issuer’s fiscal year

 

INVESTMENT MANAGEMENT
Form TypeDue Date
N-30D &NCSRDue to be printed and mailed 60 days following the end of each half-year by investment companies. The EDGAR filing is due ten days after the actual mailing date
N-QDue 60 days after the 1st & 3rd fiscal quarter end
NT NCSRDue on the business day after the NCSR due date
Late NCSRDue on the business day after the NCSR due date
N-PXDue no later than August 31
N-SARDue 60 days after fiscal year end, Interim: 60 days after the end of the 2nd fiscal quarter
NSAR-BDue from mutual funds 60 days after the end of the fiscal year
NSAR-ADue from mutual funds 60 days after the end of the fiscal year
NSAR-UDue from Unit Investment Trusts 60 days after the end of the fiscal year
NT NSARDue on the business day after the N-SAR due date
Late NSARDue after filing an NT NSAR, the deadline for the N-SAR is extended 15 calendar days from the due date
N-CSRDue to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date
Schedule 13GDue 45 days following the end of the calendar year
Form 13FDue 45 days following the end of each fiscal quarter from institutional investment managers
Form 13DDue 10 days after the acquisition of more than 5% beneficial ownership
Form 24F-2Due 90 days following the end of the fiscal year by investment companies

 

FOREIGN FORMS
Form TypeDue Date
Form 20-FA foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report

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Here's the story, we were later than I wanted to be with our second quarter 10-Q, as a matter of fact it didn't come over until late last evening. I'm having surgery on Friday (a surprise to me) and wanted to be able to review the proofs as our CEO would not really know what to look for. Colonial managed to turn it around for me today - that's one day. He didn't have to and yet he did.
- R. Kang, CEO