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Registration Statement Filings

The SEC mandates that companies disclose certain finacial information through the registration of securities. This information is required so investors can make informed decisions about purchasing securities. All securities must be either registered with the SEC or qualify for an exemtpion.

A registration form includes the following:

  • Company's properties and business description
  • Description of the offered security
  • Company management details
  • Certified financial statements

Shortly after being filed, this information becomes publicly accessible through the EDGAR system. 

There are a variety of forms used for Registration Statements; howver, the priamry two forms are S-1 and S-3.

Form S-1: General registration statement for the company.

Form S-3: This form is used when the company applying for registration already has a security filed with the SEC and has met previous reproting requirements.

Colonial Filings can assist you with any Registration Statmeent Filings. If you have any additional questions, please contact us at 

Contact a sales representative to learn more about our Registration Statement services at 877-285-8605 or by clicking above.

SEC Filing Calendar Picture

Your company's professional image is important. We have the expertise and technology to ensure that each filing is professional and accurate.


I always receive excellent timely service – a great solution for frequent SEC filers
- S. Shuda, Managing Director