Value Delivered
Quality and cost-effective solutions for corporate issuers and mutual funds

Registration Statement Filings

The SEC mandates that companies disclose certain finacial information through the registration of securities. This information is required so investors can make informed decisions about purchasing securities. All securities must be either registered with the SEC or qualify for an exemtpion.

A registration form includes the following:

  • Company's properties and business description
  • Description of the offered security
  • Company management details
  • Certified financial statements

Shortly after being filed, this information becomes publicly accessible through the EDGAR system. 

There are a variety of forms used for Registration Statements; howver, the priamry two forms are S-1 and S-3.

Form S-1: General registration statement for the company.

Form S-3: This form is used when the company applying for registration already has a security filed with the SEC and has met previous reproting requirements.

Colonial Filings can assist you with any Registration Statmeent Filings. If you have any additional questions, please contact us at 

Contact a sales representative to learn more about our Registration Statement services at 877-285-8605 or by clicking above.

SEC Filing Calendar Picture

Your company's professional image is important. We have the expertise and technology to ensure that each filing is professional and accurate.


Here's the story, we were later than I wanted to be with our second quarter 10-Q, as a matter of fact it didn't come over until late last evening. I'm having surgery on Friday (a surprise to me) and wanted to be able to review the proofs as our CEO would not really know what to look for. Colonial managed to turn it around for me today - that's one day. He didn't have to and yet he did.