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Quality and cost-effective solutions for corporate issuers and mutual funds


Downloadable Form Templates: 

HTML: Form D, 144, S-1, S-3, S-4, S-6, S-8, S-11, 6K, 8K, 10K, 10Q, 11K, 12b-25, etc. We are able to file any type of HTML form.

Section 16: Form 3, Form 4, Form 5

Access Codes: Form ID


Form Deadlines:

Form 10-K: 60 days after the fiscal year end (Large Accelerated), 75 days after fiscal year end (Accelerated), and 90 days after fiscal year end (Non-Accelerated).

Form 10-Q: The deadilines are: 40 days after quarter (Large Accelerated), 40 days after quarter (Accelerated), 45 days after quarter (Non-Accelerated).

Form 8-K: The filing deadline for the most part is four business days after the event.

Form 3: Must be filed no later than the effective date of the registration statement if filing for the first time when registering equity securities. If the issuer is already registered under Section 12, the insider must file within ten days of becoming an officer, director or beneficial owner.

Form 4: Filing deadline is 2 days, most of the time.

Form 5: Filing deadline is 45 days after company's fiscal year end

For all other form deadlines, please visit the SEC website.

I wanted to take time to write about a recent experience I had with Colonial. I started as CFO on May 9th and quickly discovered I needed to get a 10-Q filed, along with an entire restatement of 2015. The Colonial team was an integral part of getting our 10-Q filed in a timely and accurate manner! Their customer service and response time is excellent, they go the extra yard to get the work done (they have a can do attitude!). I would strongly recommend them to anyone seeking their services!