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Form D Filings
Beginning March 16, 2009, the SEC has required the filing of Form D (REGDEX) and all amendments electronically. To view more information about the change, click here.
The Form D is the official notice required to be filed by companies, both public and private. Funds that have sold securities without registration under the Securities Act of 1933 or an exemption under Rule 504, or Rule 506 of Regulation D or Section 4(6), must also file a Form D.
Issuers must file the notice within 15 days after the first sale of securities in the offering based on the exemption. For this purpose, the date of first sale is the date on which the first investor is contractually committed to invest. If the due date falls on a Saturday, Sunday or holiday, it is moved to the next business day. To view the official rule, Click here.
Contact a sales representative to learn more about our Form D filings at 877-285-8605 or by clicking above.