Form D Filings
Beginning March 16, 2009, the SEC has required the Form D (REGDEX) and all amendments to be filed electronically. To view more information about the change, Click here.
The Form D serves as the official notice required to be filed by companies, both public and private, and funds that have sold secuirities without registration under the Securities Act of 1933 in an offering based on a claim of exemption under Rule 504, or Rule 506 of Regulation D or Section 4(6) of that statute.
The notice must be filed within 15 days after the first sale of securities in the offering based on the exemption. For this purpose, the date of first sale is the date on which the first investor is contractually committed to invest. If the due date falls on a Saturday, Sunday or holiday, it is moved to the next business day. To view the official rule, Click here.
To file, complete and email the Form D template to firstname.lastname@example.org. Upon receipt we will send a proof for your verification. To learn more information about filing Form D, please visit the SEC Online Forms website.
Contact a sales representative to learn more about our Form D filings at 877-285-8605 or by clicking above.