What Private Offering Types Are Available?

By | 08/28/2023 | 6:39 am ET

Private offerings provide businesses with an opportunity to gather funding without going public. This enables them to maintain more control over their operations while still accessing crucial resources. As these offerings come with specific regulations and forms, it's essential to know which one aligns best with a company's goals and resources. Reg D Offering Regulation D, or Reg D, offers several exemptions allowing companies to raise capital without registering securities…

Read more

What SEC Filings Do I Need for a Reg A Offering?

By | 08/28/2023 | 4:37 am ET

The securities landscape is filled with numerous intricate regulations and pathways for companies to raise capital. One of these pathways, Regulation A (Reg A), has grown in popularity due to its benefits and the opportunity it offers for a broader investor base. With this growth, understanding the required filings for a Reg A offering is vital to ensure compliance and success. Regulation A, often referred to as Reg A, is…

Read more

What are Examples of iXBRL Tags, and How Can I Find Them in my Filings?

By | 08/10/2023 | 9:23 am ET

Interactive eXtensible Business Reporting Language (iXBRL) is a format that has revolutionized financial reporting and analysis. iXBRL tags, integral to this format, are responsible for rendering financial data machine-readable, providing context for values in financial statements and making interactive data a reality. Interactive XBRL has become particularly essential for companies making SEC filings, as these tags aid in regulatory compliance and ensure seamless data interpretation. This article dives deep into…

Read more

What Is an XBRL Tag and How Do They Work?

By | 08/08/2023 | 3:21 pm ET

In the age of digital accounting, Extensible Business Reporting Language (XBRL) is revolutionizing how we understand and utilize financial information. At its core are XBRL tags – labels affixed to individual data elements that enable them to be processed and analyzed electronically. XBRL provides a standardized language for businesses to communicate their finances in a way that can be both understood by consumers and used by software programs for analysis. Learn more…

Read more

What is SEC Form PX14A6G and why do you need to file?

By | 05/17/2023 | 3:14 am ET

As an investor or business owner, it’s important to do your due diligence and understand what documents you need to file with the Securities and Exchange Commission (SEC). One such document is SEC Form PX14A6G. This form is used to communicate with other shareholders and board members about matters related to corporate governance. The purpose of the form is to give shareholders a voice in corporate decision-making, providing them with…

Read more

What is the Form ID?

By | 08/26/2022 | 9:18 am ET

If you need to submit documents to the SEC, you must first file a Form ID Application, which is also the main application for your online EDGAR account. If you do not have a Form ID, you will have a difficult time submitting documents to the Securities and Exchange Commission. If you cannot find your Form ID or need to create a Form ID with the SEC, we can help you…

Read more

SEC Proposes Rule Amendments to Modernize Beneficial Ownership Reporting

By | 02/19/2022 | 8:46 am ET

One of the hot topics in the financial markets recently has been transparency. Right now, a lot of shareholders feel like they have been left in the dark, as it can be hard for them to figure out what to do with their securities and investments. Now, the Securities and Exchange Commission (SEC) has proposed changes that would modernize certain reporting areas to increase transparency. With more transparency, investors will have…

Read more

What’s Included in an S-1 Filing?

By | 09/02/2021 | 9:54 am ET

The Form S-1 is the primary SEC registration statement that is required when registering or offering securities for sale by public companies in the United States.  We will discuss what should be included in an S-1 along with when it should become effective. The Form S-1 should include the following, as prepared by your attorney, internal team, and auditors: How the company plans to use capital A detailed account of…

Read more

SEC Final Amendments On Disclosures For Registered Debt Offerings

By | 10/20/2020 | 11:20 am ET

On March 2, 2020, the SEC adopted amendments to the financial disclosure requirements applicable to registered debt offerings under Rules 3-10 and 3-16 of Regulation S-X. Rules 3-10 and 3-16 renumbered as Rules 13-01 and 13-02 under a new article 13 in the same Regulation. The amendments will: Facilitate easy understanding of the disclosure Reduce the cost of compliance for companies Eliminate unnecessary burdens on issuers Discourage unregistered debt-offerings Rule…

Read more

SEC Adopts Amendments to Improve M&A Disclosures in SEC Filings

By | 06/26/2020 | 12:00 pm ET

On May 21, 2020, the SEC adopted amendments to existing rules on the acquired and disposition of business disclosures required in SEC filings to help provide better financial information to investors, early access to capital, and a reduction of the complexity of the entire process. The amended regulations will allow investors to assess the significance of acquired/disposed businesses, including real estate operations and investment companies. Although the changed rules will…

Read more